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Trial · NCT01430403

Preventative Omalizumab or Step-up Therapy for Severe Fall Exacerbations

NCT01430403, Phase 4, Completed, National Institute of Allergy and Infectious Diseases (NIAID); results first posted 2015-09-16

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ConductScience Library. Preventative Omalizumab or Step-up Therapy for Severe Fall Exacerbations. Trials, record NCT01430403. Release trials-2026-11-12-0.5.0, 12 Nov 2026. https://conductscience.org/library/trials/NCT01430403

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Trial

As registered on ClinicalTrials.gov, in the graph's capture of the registry.

Title
Preventative Omalizumab or Step-up Therapy for Severe Fall Exacerbations
NCT number
NCT01430403
Status
Completed
Phases
Phase 4
Enrollment
478 participants, actual
Lead sponsor
National Institute of Allergy and Infectious Diseases (NIAID)
Conditions
Asthma
Interventions
Omalizumab, Inhaled Corticosteroid Boost Therapy (ICS), Placebo omalizumab, Placebo fluticasone
First posted
2011-09-08
Last updated
2017-05-30
Results first posted
2015-09-16

Source ClinicalTrials.gov

Registered outcomes22

Each outcome the trial registered, primary first, in ClinicalTrials.gov's words.

ListOutcomeTime frameDescription
PrimaryOccurrence of One or More Asthma Exacerbations (All Treatment Steps [Steps 2-5])90 Day outcome period
Asthma exacerbation defined as a prescribed course of systemic steroids by a clinician or initiation of a course of systemic steroids by a participant or a hospitalization during the fall outcome period (90 day period beginning on the first day of the participant's school year) to prevent a serious asthma outcome. If a participant initiates and completes a course of systemic steroids without clinician involvement, this course will be counted only if it meets the following minimum dosage: prednisone, prednisolone, or methylprednisolone at ≥ 20mg per day for 3 of any 5 consecutive days; or dexamethasone at ≥10mg per day for ≥1 day. Odds ratio comparing Placebo and Omalizumab arms across all treatment steps (Steps 2-5).
PrimaryOccurrence of One or More Asthma Exacerbations (Treatment Steps 2-4)90 Day outcome period
Asthma exacerbation defined as a prescription of a course of systemic steroids by a clinician or initiation of a course of systemic steroids by a participant or a hospitalization during the fall outcome period (90 day period beginning on the first day of the participant's school year) to prevent a serious asthma outcome. If a participant initiates and completes a course of systemic steroids without clinician involvement, this course will be counted only if it meets the following minimum dosage: prednisone, prednisolone, or methylprednisolone at ≥20mg per day for 3 of any 5 consecutive days; or dexamethasone at ≥10mg per day for ≥1 day. Odds ratio comparing Inhaled corticosteroid boost therapy (ICS) and Omalizumab arms at Treatment Steps 2-4.
SecondaryVirus-induced Exacerbations as Measured by an Exacerbation That is Associated With a Virus Detected Using the Nasal Mucus Samples90 Day outcome period
Asthma exacerbation:defined by a prescribed course of systemic steroids by a clinician or initiation of a course of systemic steroids by a participant or a hospitalization during the fall outcome period (90 day period beginning on the 1st day of the participant's school year) to prevent a serious asthma outcome. If a participant initiates and completes a course of systemic steroids without clinician involvement, this course will be counted only if it meets the following minimum dosage: prednisone, prednisolone, or methylprednisolone at ≥ 20mg per day for 3 of any 5 consecutive days; or dexamethasone at ≥ 10mg per day for ≥1 day. Exacerbations were then associated with viral respiratory infections based on nasal mucus samples collected monthly. Nasal mucus samples were categorized as having exacerbations or not having exacerbations. Participants could potentially be counted in each group, as participants could have samples with exacerbations and samples without exacerbations.
SecondarySeverity of Asthma Symptoms Associated With a Viral Infection:Omalizumab vs. Placebo90 Day outcome period
Severity asthma symptoms is defined as the highest value among the following 3 variables: number of days with wheezing, tightness in the chest, or cough; number of nights with disturbed sleep as a result of asthma; and number of days on which a participant had to slow down or discontinue play/physical activities over a two week period associated with a viral infection. This outcome looks at the effect by group on number of days with asthma symptoms and infections. The hypothesis behind this outcome measure is that omalizumab will change virology; thus, the the intent of this measure was to assess the comparator group of placebo against omalizumab
SecondaryNumber of Exacerbations Evaluated Monthly With Viral Respiratory Infections: Omalizumab vs. Placebo90 Day outcome period
Asthma exacerbation is defined as a prescribed course of systemic steroids by a clinician or initiation of a course of systemic steroids by a participant or a hospitalization during the fall outcome period (90 day period beginning on the first day of the participant's school year) to prevent a serious asthma outcome. If a participant initiates and completes a course of systemic steroids without clinician involvement, this course will be counted only if it meets the following minimum dosage: prednisone, prednisolone, or methylprednisolone at ≥20mg per day for 3 of any 5 consecutive days; or dexamethasone at ≥10mg per day for ≥1 day. The hypothesis behind this outcome measure is that omalizumab will change virology; thus, the intent of this measure was to assess the comparator group of placebo against omalizumab.
SecondaryComposite Asthma Severity Index (CASI), Treatment Steps 2-5: Omalizumab vs. Placebo90 Day outcome period
CASI scores include 5 domains: day symptoms and albuterol use, night symptoms and albuterol use, controller treatment, lung function measures, and exacerbations. To calculate CASI, the 5 domain scores are summed to determine a final score, which can range from 0 to 20, with 0 being no severity of asthma and 20 being extremely severe asthma.
SecondaryComposite Asthma Severity Index (CASI), Treatment Steps 2-4: Omalizumab vs. ICS90 Day outcome period
CASI scores include 5 domains: day symptoms and albuterol use, night symptoms and albuterol use, controller treatment, lung function measures, and exacerbations. To calculate CASI, the 5 domain scores are summed to determine a final score, which can range from 0 to 20, with 0 being no severity of asthma and 20 being extremely severe asthma.
SecondarySpirometry Measurements: Forced Expiratory Volume in 1 Second (FEV1) % Predicted, Treatment Steps 2-5:Omalizumab vs. Placebo90 Day outcome period
FEV1 is air volume exhaled in 1 second during spirometry. Asthma severity classification for trial: mild--pre-bronchodilator FEV1 ≥ 80% predicted requiring no/ low-moderate dose of inhaled glucocorticoids; moderate--pre-bronchodilator FEV1 \<80% predicted requiring no/ low-moderate dose of inhaled glucocorticoids; severe--requiring high-dose inhaled glucocorticoids with/without continuous/near continuous oral glucocorticoids, or uncontrolled despite treatment. FEV1 percent of predicted value is FEV1 converted to a percentage of normal, based on height, weight, and race.
SecondarySpirometry Measurements: Forced Expiratory Volume in 1 Second (FEV1) % Predicted , Treatment Steps 2-4: Omalizumab vs. ICS90 Day outcome period
FEV1 is air volume exhaled in 1 second during spirometry. Asthma severity classification for trial: mild--pre-bronchodilator FEV1 ≥ 80% predicted requiring no/ low-moderate dose of inhaled glucocorticoids; moderate--pre-bronchodilator FEV1 \<80% predicted requiring no/ low-moderate dose of inhaled glucocorticoids; severe--requiring high-dose inhaled glucocorticoids with/without continuous/near continuous oral glucocorticoids, or uncontrolled despite treatment. FEV1 percent of predicted value is FEV1 converted to a percentage of normal, based on height, weight, and race.
SecondarySpirometry Measurements: FEV1:FVCx100, Treatment Steps 2-5: Omalizumab vs. Placebo90 Day outcome period
The FEV1 (forced expiratory volume 1))/ FVC (forced vital capacity) ratio is used to evaluate airways obstructions since pure restrictive ventilatory defects cause an equal reduction in the FEV1 and the FVC. An FEV1/FVC ratio below 80% indicates airflow obstruction. Normal FEV1/FVC: 8 - 19 years of age=85%.

Outcomes22

Each outcome the trial posted results for, in ClinicalTrials.gov's words.

TypeOutcomeTime framePopulationUnitsMeasured as
PRIMARYOccurrence of One or More Asthma Exacerbations (All Treatment Steps [Steps 2-5])90 Day outcome periodIntent-to-treatPercent of adjusted prevalenceNUMBER
PRIMARYOccurrence of One or More Asthma Exacerbations (Treatment Steps 2-4)90 Day outcome periodIntent-to-treatPercent of adjusted prevalenceNUMBER
SECONDARYVirus-induced Exacerbations as Measured by an Exacerbation That is Associated With a Virus Detected Using the Nasal Mucus Samples90 Day outcome periodNasal mucus samplesPercent Samples with virusNUMBER
SECONDARYSeverity of Asthma Symptoms Associated With a Viral Infection:Omalizumab vs. Placebo90 Day outcome periodThe pre-specified intent for Outcome Measure: analysis inclusion limited to the Omalizumab and Placebo Groups.~Analysis: intent-to-treat (with available data).Maximum Symptoms DaysMEAN
SECONDARYNumber of Exacerbations Evaluated Monthly With Viral Respiratory Infections: Omalizumab vs. Placebo90 Day outcome periodThe pre-specified intent for Outcome Measure: analysis inclusion limited to the Omalizumab and Placebo Groups.~Analysis: intent-to-treat (with available data).Total Number of Viral InfectionsMEAN
SECONDARYComposite Asthma Severity Index (CASI), Treatment Steps 2-5: Omalizumab vs. Placebo90 Day outcome periodIntent-to-treatCASI ScoreMEAN
SECONDARYComposite Asthma Severity Index (CASI), Treatment Steps 2-4: Omalizumab vs. ICS90 Day outcome periodIntent-to-treat with available CASI scoresCASI ScoreMEAN
SECONDARYSpirometry Measurements: Forced Expiratory Volume in 1 Second (FEV1) % Predicted, Treatment Steps 2-5:Omalizumab vs. Placebo90 Day outcome periodIntent-to-treatpercent predicted FEV1MEAN
SECONDARYSpirometry Measurements: Forced Expiratory Volume in 1 Second (FEV1) % Predicted , Treatment Steps 2-4: Omalizumab vs. ICS90 Day outcome periodIntent-to-treatpercent predicted FEV1MEAN
SECONDARYSpirometry Measurements: FEV1:FVCx100, Treatment Steps 2-5: Omalizumab vs. Placebo90 Day outcome periodIntent-to-treatpercent FEV1/FVC ratioMEAN

Results by group50

Each measurement the trial posted, group by group, in the words and numbers it posted.

OutcomeGroupCategoryValueSpreadUnits
Occurrence of One or More Asthma Exacerbations (All Treatment Steps [Steps 2-5])Treatment Steps 2-5: Omalizumab11.3Percent of adjusted prevalence
Occurrence of One or More Asthma Exacerbations (All Treatment Steps [Steps 2-5])Treatment Steps 2-5: Placebo21.0Percent of adjusted prevalence
Occurrence of One or More Asthma Exacerbations (Treatment Steps 2-4)Treatment Steps 2-4: Omalizumab8.4Percent of adjusted prevalence
Occurrence of One or More Asthma Exacerbations (Treatment Steps 2-4)Treatment Steps 2-4:Inhaled Corticosteroid Boost Therapy (ICS)11.1Percent of adjusted prevalence
Virus-induced Exacerbations as Measured by an Exacerbation That is Associated With a Virus Detected Using the Nasal Mucus SamplesSamples With Exacerbations71.8Percent Samples with virus
Virus-induced Exacerbations as Measured by an Exacerbation That is Associated With a Virus Detected Using the Nasal Mucus SamplesSamples Without Exacerbations40.4Percent Samples with virus
Severity of Asthma Symptoms Associated With a Viral Infection:Omalizumab vs. PlaceboOmalizumab1.2Standard Error 0.09Maximum Symptoms Days
Severity of Asthma Symptoms Associated With a Viral Infection:Omalizumab vs. PlaceboPlacebo1.8Standard Error 0.23Maximum Symptoms Days
Number of Exacerbations Evaluated Monthly With Viral Respiratory Infections: Omalizumab vs. PlaceboOmalizumab5.6Standard Error 0.19Total Number of Viral Infections
Number of Exacerbations Evaluated Monthly With Viral Respiratory Infections: Omalizumab vs. PlaceboPlacebo5.8Standard Error 0.13Total Number of Viral Infections

Participant flow9

How many started, completed or left each group, period by period.

PeriodMilestoneGroupParticipantsUnits counted
Overall StudySTARTEDOmalizumab259
Overall StudySTARTEDInhaled Corticosteroid Boost Therapy (ICS)130
Overall StudySTARTEDPlacebo89
Overall StudyCOMPLETEDOmalizumab242
Overall StudyCOMPLETEDInhaled Corticosteroid Boost Therapy (ICS)121
Overall StudyCOMPLETEDPlacebo81
Overall StudyNOT COMPLETEDOmalizumab17
Overall StudyNOT COMPLETEDInhaled Corticosteroid Boost Therapy (ICS)9
Overall StudyNOT COMPLETEDPlacebo8

Adverse events15

Each adverse event the trial posted, group by group: the participants affected out of those at risk.

TypeEventOrgan systemGroupAffectedAt riskEvents
otherNasopharyngitisInfections and infestationsOmalizumab1025913
otherNasopharyngitisInfections and infestationsInhaled Corticosteroid Boost Therapy (ICS)81309
otherNasopharyngitisInfections and infestationsPlacebo3893
otherHeadacheNervous system disordersOmalizumab1725918
otherHeadacheNervous system disordersInhaled Corticosteroid Boost Therapy (ICS)41305
otherHeadacheNervous system disordersPlacebo6897
otherRashSkin and subcutaneous tissue disordersOmalizumab1625916
otherRashSkin and subcutaneous tissue disordersInhaled Corticosteroid Boost Therapy (ICS)51305
otherRashSkin and subcutaneous tissue disordersPlacebo4894
seriousAnaphylactic reactionImmune system disordersOmalizumab02590

Adverse event totals9

The totals the trial posted for each group.

TotalGroupAffectedAt risk
Total, all-cause mortalityOmalizumab0259
Total, all-cause mortalityInhaled Corticosteroid Boost Therapy (ICS)0130
Total, all-cause mortalityPlacebo089
Total, other adverse eventsOmalizumab41259
Total, other adverse eventsInhaled Corticosteroid Boost Therapy (ICS)16130
Total, other adverse eventsPlacebo1289
Total, serious adverse eventsOmalizumab0259
Total, serious adverse eventsInhaled Corticosteroid Boost Therapy (ICS)1130
Total, serious adverse eventsPlacebo189

Papers3

The papers the trial lists on ClinicalTrials.gov.

PMIDListed asSource
26518090RESULTPubMed
28608756DERIVEDPubMed
32298853DERIVEDPubMed

Grants0

The grants NIH RePORTER links to the trial, newest funded first: NIH's, and some of AHRQ's, CDC's, FDA's and VA's. Each shows its title, principal investigators, organization and funder in its newest year.

None in this release.

Trial comparisons0

Comparisons of the trial's two groups, calculated by ConductScience from the counts it posted.

None in this release.

Tests0

The ConductCognition tests this trial's registered outcomes name, as ScienceGraph matched them in trial-tests-2026-11-12-0.2.1.

None in this release.

Data dates

The day each source was copied for this release.

ClinicalTrials.gov
2026-11-12
ClinicalTrials.gov
Results, from AACT
2026-03-23
AACT
NIH grant links
2026-11-13
NIH RePORTER

Sources 3

  • ClinicalTrials.gov's posted results, through CTTI's AACTFreely available. Acknowledgement requested
  • ClinicalTrials.govNo license stated
  • NIH RePORTER's clinical studies and project filesPublic domain
Each source's terms
  • ClinicalTrials.gov's posted results, through CTTI's AACTClinicalTrials.gov data via Aggregate Analysis of ClinicalTrials.gov (AACT), CTTI. CTTI makes its materials freely available and requests acknowledgement. https://aact.ctti-clinicaltrials.org/documentation/299
  • ClinicalTrials.govnone stated
  • NIH RePORTER's clinical studies and project filesPublic domain (NIH RePORTER)

ClinicalTrials.gov's data carry an international copyright outside the United States: https://clinicaltrials.gov/about-site/terms-conditions.

For software

Read this trial from software.

The record and each of its lists are JSON, twenty rows a page. No key.

GET https://conductscience.org/api/trials/v1/NCT01430403

GET https://conductscience.org/api/trials/v1/NCT01430403/registered?page=2