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Trial ยท NCT03434041

A Study to Evaluate the Efficacy, Pharmacokinetics, Safety and Tolerability of Flexible Doses of Intranasal Esketamine Plus an Oral Antidepressant in Adult Participants With Treatment-resistant Depression

NCT03434041, Phase 3, Completed, Janssen Research & Development, LLC; results first posted 2022-05-24

3 sourcestrials-2026-11-12-0.5.0

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ConductScience Library. A Study to Evaluate the Efficacy, Pharmacokinetics, Safety and Tolerability of Flexible Doses of Intranasal Esketamine Plus an Oral Antidepressant in Adult Participants With Treatment-resistant Depression. Trials, record NCT03434041. Release trials-2026-11-12-0.5.0, 12 Nov 2026. https://conductscience.org/library/trials/NCT03434041

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Trial

As registered on ClinicalTrials.gov, in the graph's capture of the registry.

Title
A Study to Evaluate the Efficacy, Pharmacokinetics, Safety and Tolerability of Flexible Doses of Intranasal Esketamine Plus an Oral Antidepressant in Adult Participants With Treatment-resistant Depression
NCT number
NCT03434041
Status
Completed
Phases
Phase 3
Enrollment
252 participants, actual
Lead sponsor
Janssen Research & Development, LLC
Conditions
Depressive Disorder, Treatment-Resistant
Interventions
Esketamine 56 mg, Esketamine 84 mg, Placebo, Duloxetine (Oral Antidepressant), Escitalopram (Oral Antidepressant), Sertraline (Oral Antidepressant), Venlafaxine Extended Release (XR) (Oral Antidepressant)
First posted
2018-02-15
Last updated
2025-04-29
Results first posted
2022-05-24
Limitations and caveats
As esketamine has known transient dissociative effects that are difficult to blind, these specific treatment-emergent events could have biased the staff who provided and observed the dosing. Therefore, to ensure an unbiased efficacy evaluation, independent, remote (by telephone), blinded MADRS raters were used to assess the treatment response.

Source ClinicalTrials.gov

Registered outcomes12

Each outcome the trial registered, primary first, in ClinicalTrials.gov's words.

ListOutcomeTime frameDescription
PrimaryChange From Baseline in Montgomery Asberg Depression Rating Scale (MADRS) Total Score to the End of Double-blind Treatment Phase (Day 28)Baseline up to end of the double-blind treatment phase (Day 28)
The MADRS is a clinician-rated scale designed to measure depression severity and detects changes due to antidepressant treatment. The scale consists of 10 items (apparent sadness, reported sadness, inner tension, sleep, appetite, concentration, lassitude, inability to feel (interest level), pessimistic thoughts, and suicidal thoughts), each of which is scored from 0 (item not present or normal) to 6 (severe or continuous presence of the symptoms), summed for a total possible score range of 0 to 60. Higher scores represent a more severe condition. Negative change in score indicates improvement.
SecondaryChange From Baseline in Depressive Symptoms as Measured by the MADRS Total Score to 24 Hours Post First Dose (Day 2)Baseline (Day 1: predose) to 24 hours post first dose (Day 2)
The MADRS is a clinician-rated scale designed to measure depression severity and detects changes due to antidepressant treatment. The scale consists of 10 items (apparent sadness, reported sadness, inner tension, sleep, appetite, concentration, lassitude, inability to feel (interest level), pessimistic thoughts, and suicidal thoughts), each of which is scored from 0 (item not present or normal) to 6 (severe or continuous presence of the symptoms), summed for a total possible score range of 0 to 60. Higher scores represent a more severe condition. Negative change in score indicates improvement.
SecondaryChange From Baseline in Sheehan Disability Scale (SDS) Total Score to the End of Double-blind Treatment Phase (Day 28)Baseline up to end of the double-blind treatment phase (Day 28)
The SDS is a subject-reported outcome measure that consists of a 5-item questionnaire which has been widely used and accepted for assessment of functional impairment and associated disability. The first three items assess disruption of (1) work/school, (2) social life, and (3) family life/home responsibilities using a 0-10 rating scale. The score for the first three items are summed to create a total score of 0-30, where a higher score indicates greater impairment. It also has one item on days lost from school or work and one item on days when underproductive.
SecondaryPercentage of Participants With Onset of Clinical ResponseDay 2 up to Day 28
Onset of clinical response is defined as greater than or equal to (\>=) 50 percent (%) improvement from baseline in MADRS total score with onset by Day 2 that was maintained through Day 28. The MADRS scale consists of 10 items (apparent sadness, reported sadness, inner tension, sleep, appetite, concentration, lassitude, inability to feel (interest level), pessimistic thoughts, and suicidal thoughts), each of which is scored from 0 (item not present or normal) to 6 (severe or continuous presence of the symptoms), summed for a total possible score range of 0 to 60. Higher scores represent a more severe condition. Negative change in score indicates improvement.
SecondaryPercentage of Responders at the End of Double-blind Treatment Phase (Day 28)Day 28
Percentage of responders at the end of double-blind treatment phase (Day 28) were assessed. A participant was defined as a responder at a given time point if the percent improvement from baseline in MADRS total score is at least 50%. The MADRS scale consists of 10 items (apparent sadness, reported sadness, inner tension, sleep, appetite, concentration, lassitude, inability to feel (interest level), pessimistic thoughts, and suicidal thoughts), each of which is scored from 0 (item not present or normal) to 6 (severe or continuous presence of the symptoms), summed for a total possible score range of 0 to 60. Higher scores represent a more severe condition. Negative change in score indicates improvement.
SecondaryPercentage of Participants in Remission at the End of Double-blind Treatment Phase (Day 28)Day 28
Percentage of participants in remission at the end of double-blind treatment phase (Day 28) were assessed. A participant was considered as a remitter if participant had a MADRS total score of less than or equal to \[\<=\] 12 at a visit. MADRS scale consists of 10 items (apparent sadness, reported sadness, inner tension, sleep, appetite, concentration, lassitude, inability to feel (interest level), pessimistic thoughts, and suicidal thoughts), each of which is scored from 0 (item not present or normal) to 6 (severe or continuous presence of the symptoms), summed for a total possible score range of 0 to 60. Higher scores represent a more severe condition. Negative change in score indicates improvement.
SecondaryPercentage of Participants With Sustained RemissionUp to Day 28
Sustained remission is defined as the first occurrence of remission (MADRS Total score \<=12) that was maintained through the Day 28 assessment with one excursion prior to Day 28. The MADRS scale consists of 10 items (apparent sadness, reported sadness, inner tension, sleep, appetite, concentration, lassitude, inability to feel (interest level), pessimistic thoughts, and suicidal thoughts), each of which is scored from 0 (item not present or normal) to 6 (severe or continuous presence of the symptoms), summed for a total possible score range of 0 to 60. Higher scores represent a more severe condition. Negative change in score indicates improvement.
SecondaryChange From Baseline in Clinical Global Impression Severity (CGI-S) Scale Score up to the Endpoint (Double-blind Treatment Phase [Day 28])Baseline up to Double-blind Endpoint (Day 28)
The CGI-S provides an overall clinician-determined summary measure of the severity of the participant's illness that takes into account all available information, including knowledge of the participant's history, psychosocial circumstances, symptoms, behavior, and the impact of the symptoms on the participant's ability to function. The CGI-S evaluates the severity of psychopathology on a scale of 1 to 7. Considering total clinical experience, a participant is assessed on severity of mental illness at the time of rating according to: 1=normal (not at all ill); 2=borderline mentally ill; 3=mildly ill; 4=moderately ill; 5=markedly ill; 6=severely ill; 7=among the most extremely ill patients. The CGI-S permits a global evaluation of the participant's condition at a given time. Negative change in score indicates improvement. The last post-baseline observation during the double-blind phase was carried forward as Endpoint.
SecondaryChange From Baseline in Generalized Anxiety Disorder 7-item (GAD-7) Scale Score up to the Endpoint (Double-blind Treatment Phase [Day 28])Baseline up to Endpoint (double-blind treatment phase [Day 28])
The GAD-7 is a brief and validated 7-item self-reported assessment of overall anxiety. Participants respond to each item using a 4 point scale with response categories of 0=not at all, 1=several days, 2=more than half the days, and 3=nearly every day. Item responses are summed to yield a total score with a range of 0 to 21, where higher scores indicate more anxiety. The recall period is 2 weeks. The severity of the GAD-7 is categorized as follows: None (0-4), Mild (5-9), Moderate (10-14) and Severe (15-21). The last post-baseline observation during the double-blind phase was carried forward as the "Endpoint".
Secondary
Change From Baseline in Participant-Reported Health-Related Quality of Life as Assessed by EuroQol-5 Dimension-5 Level (EQ-5D-5L) Score up to the Endpoint (Double-blind Treatment Phase [Day 28]): Health Status Index
Baseline up to Double-blind Endpoint (Day 28)
The EQ-5D-5L is a standardized 2-part instrument for use as a measure of health outcome, primarily designed for self-completion by respondents. It essentially consists of the EQ-5D-5L descriptive system and the EQ Visual Analogue Scale (EQ-VAS). The EQ-5D-5L descriptive system comprises the following 5 dimensions: mobility, self-care, usual activities, pain/discomfort and anxiety/depression. Each of the 5 dimensions is divided into 5 levels of perceived problems (Level 1 indicating no problem, Level 2 indicating slight problems, Level 3 indicating moderate problems, Level 4 indicating severe problems, and Level 5 indicating extreme problems). Participant selects answer for each of 5 dimensions considering response that best matches his/her health "today". Responses were used to generate a HSI. Health Status Index ranges from -0.148 to 0.949, and is anchored at 0 (dead) and 1 (full health), a lower score indicates worse health.

Outcomes12

Each outcome the trial posted results for, in ClinicalTrials.gov's words.

TypeOutcomeTime framePopulationUnitsMeasured as
PRIMARYChange From Baseline in Montgomery Asberg Depression Rating Scale (MADRS) Total Score to the End of Double-blind Treatment Phase (Day 28)Baseline up to end of the double-blind treatment phase (Day 28)
Full analysis set included all randomized participants who received a least 1 dose of intranasal study medication and 1 dose of oral antidepressant medication during the double-blind treatment phase. Here 'N' (number of participants analyzed) signifies number of participants who were evaluable for this outcome measure.
Units on a ScaleMEAN
SECONDARYChange From Baseline in Depressive Symptoms as Measured by the MADRS Total Score to 24 Hours Post First Dose (Day 2)Baseline (Day 1: predose) to 24 hours post first dose (Day 2)
Full analysis set included all randomized participants who received a least 1 dose of intranasal study medication and 1 dose of oral antidepressant medication during the double-blind treatment phase. Here 'N' (number of participants analyzed) signifies number of participants who were evaluable for this outcome measure.
Units on a ScaleMEAN
SECONDARYChange From Baseline in Sheehan Disability Scale (SDS) Total Score to the End of Double-blind Treatment Phase (Day 28)Baseline up to end of the double-blind treatment phase (Day 28)
Full analysis set included all randomized participants who received a least 1 dose of intranasal study medication and 1 dose of oral antidepressant medication during the double-blind treatment phase. Here 'N' (number of participants analyzed) signifies number of participants who were evaluable for this outcome measure.
Units on a ScaleMEAN
SECONDARYPercentage of Participants With Onset of Clinical ResponseDay 2 up to Day 28Full analysis set included all randomized participants who received a least 1 dose of intranasal study medication and 1 dose of oral antidepressant medication during the double-blind treatment phase.Percentage of participantsNUMBER
SECONDARYPercentage of Responders at the End of Double-blind Treatment Phase (Day 28)Day 28
Full analysis set included all randomized participants who received a least 1 dose of intranasal study medication and 1 dose of oral antidepressant medication during the double-blind treatment phase. Here 'N' (number of participants analyzed) signifies number of participants who were evaluable for this outcome measure.
Percentage of RespondersNUMBER
SECONDARYPercentage of Participants in Remission at the End of Double-blind Treatment Phase (Day 28)Day 28
Full analysis set included all randomized participants who received a least 1 dose of intranasal study medication and 1 dose of oral antidepressant medication during the double-blind treatment phase. Here 'N' (number of participants analyzed) signifies number of participants who were evaluable for this outcome measure.
Percentage of ParticipantsNUMBER
SECONDARYPercentage of Participants With Sustained RemissionUp to Day 28Full analysis set included all randomized participants who received a least 1 dose of intranasal study medication and 1 dose of oral antidepressant medication during the double-blind treatment phase.Percentage of ParticipantsNUMBER
SECONDARYChange From Baseline in Clinical Global Impression Severity (CGI-S) Scale Score up to the Endpoint (Double-blind Treatment Phase [Day 28])Baseline up to Double-blind Endpoint (Day 28)
Full analysis set included all randomized participants who received a least 1 dose of intranasal study medication and 1 dose of oral antidepressant medication during the double-blind treatment phase. Here 'N' (number of participants analyzed) signifies number of participants who were evaluable for this outcome measure.
Units on a ScaleMEDIAN
SECONDARYChange From Baseline in Generalized Anxiety Disorder 7-item (GAD-7) Scale Score up to the Endpoint (Double-blind Treatment Phase [Day 28])Baseline up to Endpoint (double-blind treatment phase [Day 28])
Full analysis set included all randomized participants who received a least 1 dose of intranasal study medication and 1 dose of oral antidepressant medication during the double-blind treatment phase. Here 'N' (number of participants analyzed) signifies number of participants who were evaluable for this outcome measure.
Units on a ScaleMEAN
SECONDARY
Change From Baseline in Participant-Reported Health-Related Quality of Life as Assessed by EuroQol-5 Dimension-5 Level (EQ-5D-5L) Score up to the Endpoint (Double-blind Treatment Phase [Day 28]): Health Status Index
Baseline up to Double-blind Endpoint (Day 28)
Full analysis set included all randomized participants who received a least 1 dose of intranasal study medication and 1 dose of oral antidepressant medication during the double-blind treatment phase. Here 'N' (number of participants analyzed) signifies number of participants who were evaluable for this outcome measure.
Units on a ScaleMEAN

Results by group24

Each measurement the trial posted, group by group, in the words and numbers it posted.

OutcomeGroupCategoryValueSpreadUnits
Change From Baseline in Montgomery Asberg Depression Rating Scale (MADRS) Total Score to the End of Double-blind Treatment Phase (Day 28)Intranasal Esketamine + Oral Antidepressant (AD)-10.1Standard Deviation 10.80Units on a Scale
Change From Baseline in Montgomery Asberg Depression Rating Scale (MADRS) Total Score to the End of Double-blind Treatment Phase (Day 28)Intranasal Placebo + Oral AD-8.1Standard Deviation 10.26Units on a Scale
Change From Baseline in Depressive Symptoms as Measured by the MADRS Total Score to 24 Hours Post First Dose (Day 2)Intranasal Esketamine + Oral Antidepressant (AD)-8.0Standard Deviation 9.01Units on a Scale
Change From Baseline in Depressive Symptoms as Measured by the MADRS Total Score to 24 Hours Post First Dose (Day 2)Intranasal Placebo + Oral AD-4.4Standard Deviation 7.66Units on a Scale
Change From Baseline in Sheehan Disability Scale (SDS) Total Score to the End of Double-blind Treatment Phase (Day 28)Intranasal Esketamine + Oral Antidepressant (AD)-6.3Standard Deviation 7.54Units on a Scale
Change From Baseline in Sheehan Disability Scale (SDS) Total Score to the End of Double-blind Treatment Phase (Day 28)Intranasal Placebo + Oral AD-5.3Standard Deviation 7.03Units on a Scale
Percentage of Participants With Onset of Clinical ResponseIntranasal Esketamine + Oral Antidepressant (AD)6.5Percentage of participants
Percentage of Participants With Onset of Clinical ResponseIntranasal Placebo + Oral AD1.6Percentage of participants
Percentage of Responders at the End of Double-blind Treatment Phase (Day 28)Intranasal Esketamine + Oral Antidepressant (AD)19.3Percentage of Responders
Percentage of Responders at the End of Double-blind Treatment Phase (Day 28)Intranasal Placebo + Oral AD16.0Percentage of Responders

Participant flow14

How many started, completed or left each group, period by period.

PeriodMilestoneGroupParticipantsUnits counted
Double Blind Treatment Phase (4 Weeks)STARTEDIntranasal Esketamine + Oral Antidepressant (AD)126
Double Blind Treatment Phase (4 Weeks)STARTEDIntranasal Placebo + Oral AD126
Double Blind Treatment Phase (4 Weeks)Full Analysis SetIntranasal Esketamine + Oral Antidepressant (AD)124
Double Blind Treatment Phase (4 Weeks)Full Analysis SetIntranasal Placebo + Oral AD126
Double Blind Treatment Phase (4 Weeks)COMPLETEDIntranasal Esketamine + Oral Antidepressant (AD)108
Double Blind Treatment Phase (4 Weeks)COMPLETEDIntranasal Placebo + Oral AD106
Double Blind Treatment Phase (4 Weeks)NOT COMPLETEDIntranasal Esketamine + Oral Antidepressant (AD)18
Double Blind Treatment Phase (4 Weeks)NOT COMPLETEDIntranasal Placebo + Oral AD20
Follow-up Phase (Up to 8 Weeks)STARTEDIntranasal Esketamine + Oral Antidepressant (AD)106
Follow-up Phase (Up to 8 Weeks)STARTEDIntranasal Placebo + Oral AD103

Adverse events96

Each adverse event the trial posted, group by group: the participants affected out of those at risk.

TypeEventOrgan systemGroupAffectedAt riskEvents
otherVision BlurredEye disordersDouble-blind: Intranasal Esketamine+ Oral Antidepressant (AD)23126
otherVision BlurredEye disordersDouble-blind: Oral AD + Intranasal Placebo1126
otherVision BlurredEye disordersFollow-up: Intranasal Esketamine+ Oral AD0106
otherVision BlurredEye disordersFollow-up: Oral AD + Intranasal Placebo0103
otherConstipationGastrointestinal disordersDouble-blind: Intranasal Esketamine+ Oral Antidepressant (AD)3126
otherConstipationGastrointestinal disordersDouble-blind: Oral AD + Intranasal Placebo2126
otherConstipationGastrointestinal disordersFollow-up: Intranasal Esketamine+ Oral AD1106
otherConstipationGastrointestinal disordersFollow-up: Oral AD + Intranasal Placebo6103
otherHypoaesthesia OralGastrointestinal disordersDouble-blind: Intranasal Esketamine+ Oral Antidepressant (AD)10126
otherHypoaesthesia OralGastrointestinal disordersDouble-blind: Oral AD + Intranasal Placebo1126

Adverse event totals12

The totals the trial posted for each group.

TotalGroupAffectedAt risk
Total, all-cause mortalityDouble-blind: Intranasal Esketamine+ Oral Antidepressant (AD)1126
Total, all-cause mortalityDouble-blind: Oral AD + Intranasal Placebo0126
Total, all-cause mortalityFollow-up: Intranasal Esketamine+ Oral AD0106
Total, all-cause mortalityFollow-up: Oral AD + Intranasal Placebo0103
Total, other adverse eventsDouble-blind: Intranasal Esketamine+ Oral Antidepressant (AD)118126
Total, other adverse eventsDouble-blind: Oral AD + Intranasal Placebo61126
Total, other adverse eventsFollow-up: Intranasal Esketamine+ Oral AD10106
Total, other adverse eventsFollow-up: Oral AD + Intranasal Placebo13103
Total, serious adverse eventsDouble-blind: Intranasal Esketamine+ Oral Antidepressant (AD)3126
Total, serious adverse eventsDouble-blind: Oral AD + Intranasal Placebo3126

Papers0

The papers the trial lists on ClinicalTrials.gov.

None in this release.

Grants0

The grants NIH RePORTER links to the trial, newest funded first: NIH's, and some of AHRQ's, CDC's, FDA's and VA's. Each shows its title, principal investigators, organization and funder in its newest year.

None in this release.

Trial comparisons0

Comparisons of the trial's two groups, calculated by ConductScience from the counts it posted.

None in this release.

Tests0

The ConductCognition tests this trial's registered outcomes name, as ScienceGraph matched them in trial-tests-2026-11-12-0.2.1.

None in this release.

Data dates

The day each source was copied for this release.

ClinicalTrials.gov
2026-11-12
ClinicalTrials.gov
Results, from AACT
2026-03-23
AACT
NIH grant links
2026-11-13
NIH RePORTER

Sources 3

  • ClinicalTrials.gov's posted results, through CTTI's AACTFreely available. Acknowledgement requested
  • ClinicalTrials.govNo license stated
  • NIH RePORTER's clinical studies and project filesPublic domain
Each source's terms
  • ClinicalTrials.gov's posted results, through CTTI's AACTClinicalTrials.gov data via Aggregate Analysis of ClinicalTrials.gov (AACT), CTTI. CTTI makes its materials freely available and requests acknowledgement. https://aact.ctti-clinicaltrials.org/documentation/299
  • ClinicalTrials.govnone stated
  • NIH RePORTER's clinical studies and project filesPublic domain (NIH RePORTER)

ClinicalTrials.gov's data carry an international copyright outside the United States: https://clinicaltrials.gov/about-site/terms-conditions.

For software

Read this trial from software.

The record and each of its lists are JSON, twenty rows a page. No key.

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