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Trial · NCT03504917

A Study of Balovaptan in Adults With Autism Spectrum Disorder With a 2-Year Open-Label Extension

NCT03504917, Phase 3, Terminated, Hoffmann-La Roche; results first posted 2021-05-07

3 sourcestrials-2026-11-12-0.5.0

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ConductScience Library. A Study of Balovaptan in Adults With Autism Spectrum Disorder With a 2-Year Open-Label Extension. Trials, record NCT03504917. Release trials-2026-11-12-0.5.0, 12 Nov 2026. https://conductscience.org/library/trials/NCT03504917

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Trial

As registered on ClinicalTrials.gov, in the graph's capture of the registry.

Title
A Study of Balovaptan in Adults With Autism Spectrum Disorder With a 2-Year Open-Label Extension
NCT number
NCT03504917
Status
Terminated
Phases
Phase 3
Enrollment
322 participants, actual
Lead sponsor
Hoffmann-La Roche
Conditions
Autism Spectrum Disorder
Interventions
Balovaptan, Placebo
First posted
2018-04-20
Last updated
2021-10-27
Results first posted
2021-05-07

Source ClinicalTrials.gov

Registered outcomes12

Each outcome the trial registered, primary first, in ClinicalTrials.gov's words.

ListOutcomeTime frameDescription
PrimaryChange From Baseline at Week 24 on the Vineland Adaptive Behavior Scales (Vineland-II) Two-domain Composite (2DC) Score.Week 24
Vineland™-II Adaptive Behavior Scales 2-Domain Composite (2DC) Score is defined as mean of the Communication domain standard score \& Socialization domain standard score. If any of the 2 individual domain standard scores is missing 2DC score is not computed. Vineland™-II is an instrument that measures communication, daily living skills, socialization, motor skills and maladaptive behavior of individuals with developmental disabilities. Survey Interview Form will be administered to a subject's reliable study partner in this study, during which the rater or clinician will ask to the study partner open ended questions relating to the subject's activities and behavior. Standardized scores on the Adaptive behavior composite range from 20-160 with higher scores indicating better functioning.
SecondaryChange From Baseline at Week 12 on the Vineland-II 2DC ScoreWeek 12
Vineland™-II Adaptive Behavior Scales 2-Domain Composite (2DC) Score is defined as mean of the Communication domain standard score \& Socialization domain standard score. If any of the 2 individual domain standard scores is missing 2DC score is not computed. Vineland™-II is an instrument that measures communication, daily living skills, socialization, motor skills and maladaptive behavior of individuals with developmental disabilities. Survey Interview Form will be administered to a subject's reliable study partner in this study, during which the rater or clinician will ask to the study partner open ended questions relating to the subject's activities and behavior. Standardized scores on the Adaptive behavior composite range from 20-160 with higher scores indicating better functioning.
SecondaryChange From Baseline at Weeks 12 and 24 in the Pediatric Quality of Life (PedsQL) Inventory Generic Core Scales, Version 4.0, on Summary and Total ScoresWeeks 12 and 24
The Pediatric Quality of Life Inventory PedsQL™4.0 Generic Core Scale assessment consists of a 23 item questionnaire encompassing 4 core scale domains: Physical Functioning (8 items); Emotional Functioning (5 items); Social Functioning (5 items); and School Functioning (5 items). Items are scored on a 5 point Likert-type response scale (0=never a problem; 1=almost never a problem; 2=sometimes a problem; 3=often a problem; and 4=almost always a problem). Once scored, items will be reverse scored and linearly transformed to a 0-100 scale (0=100, 1=75, 2=50, 3=25, 4=0), so that higher scores indicate better health-related quality of life.
SecondaryChange From Baseline at Weeks 12 and 24 in the Vineland-II Adaptive Behavior Composite Standard ScoreWeeks 12 and 24
The Vineland-II is an instrument that measures communication, daily living skills, socialization, motor skills (only in children up to 6 years) and maladaptive (not assessed in this study) behavior of individuals with developmental disabilities. The Survey Interview Form (i.e., semi -structured interview) will be administered to a subject's reliable study partner in this study, during which the rater or clinician will ask to the study partner open ended questions relating to the subject's activities and behavior. Domain scores will be obtained for the individual domains of Socialization, Communication, Daily Living Skills, and motor skills (up to 6 years only) and used to calculate the Vineland-II Adaptive Behavior Composite score. Standardized scores on the Adaptive behavior composite range from 20-160 with higher scores indicating better functioning. Only descriptive statistics presented instead of the planned estimated due to the early discontinuation of the study due to futility.
SecondaryChange From Baseline at Week 12 and 24 on the Vineland-II Socialization Domain Standard ScoreBaseline, Weeks 12 and 24
The Vineland-II is an instrument that measures communication, daily living skills, socialization, motor skills (only in children up to 6 years) and maladaptive (not assessed in this study) behavior of individuals with developmental disabilities. The Survey Interview Form (i.e., semi -structured interview) will be administered to a subject's reliable study partner in this study, during which the rater or clinician will ask to the study partner open ended questions relating to the subject's activities and behavior. Domain scores will be obtained for the individual domains of Socialization, Communication, Daily Living Skills, and motor skills (up to 6 years only) and used to calculate the Vineland-II Adaptive Behavior Composite score. Standardized scores on the Adaptive behavior composite range from 20-160 with higher scores indicating better functioning. Only descriptive statistics presented instead of the planned estimand due to the early discontinuation of the study due to futility.
SecondaryChange From Baseline at Weeks 12 and 24 on the Vineland-II Communication Domain Standard ScoreWeeks 12 and 24
The Vineland-II is an instrument that measures communication, daily living skills, socialization, motor skills (only in children up to 6 years) and maladaptive (not assessed in this study) behavior of individuals with developmental disabilities. The Survey Interview Form (i.e., semi -structured interview) will be administered to a subject's reliable study partner in this study, during which the rater or clinician will ask to the study partner open ended questions relating to the subject's activities and behavior. Domain scores will be obtained for the individual domains of Socialization, Communication, Daily Living Skills, and motor skills (up to 6 years only) and used to calculate the Vineland-II Adaptive Behavior Composite score. Standardized scores on the Adaptive behavior composite range from 20-160 with higher scores indicating better functioning.
SecondaryChange From Baseline at Weeks 12 and 24 on the Vineland-II Daily Living Skills Domain Standard ScoreWeeks 12 and 24
The Vineland-II is an instrument that measures communication, daily living skills, socialization, motor skills (only in children up to 6 years) and maladaptive (not assessed in this study) behavior of individuals with developmental disabilities. The Survey Interview Form (i.e., semi -structured interview) will be administered to a subject's reliable study partner in this study, during which the rater or clinician will ask to the study partner open ended questions relating to the subject's activities and behavior. Domain scores will be obtained for the individual domains of Socialization, Communication, Daily Living Skills, and motor skills (up to 6 years only) and used to calculate the Vineland-II Adaptive Behavior Composite score. Standardized scores on the Adaptive behavior composite range from 20-160 with higher scores indicating better functioning. Only descriptive statistics presented instead of the planned estimated due to the early discontinuation of the study due to futility.
SecondaryChange From Baseline in Severity of Clinical Impressions as Measured by Clinical Global Impression-Severity (CGI-S)Weeks 12 and 24
The CGI-S reflects the rater's impression of the subject's current autism severity on a 7-point scale ranging from no symptoms (1) to very severe symptoms (7). Changes in CGI-S score were calculated as increase or decrease in absolute CGI-S scores between Baseline and Weeks 12 and 24. Percentage of participants reported for each change in score from baseline.
SecondaryImprovements in Clinical Impressions, as Measured by Clinical Global Impression-Improvement (CGI-I)Weeks 12 and 24
This is a 7-point Likert scale that assesses improvement of the patient's condition. Scores range from the worst score of 7 (Very much worse) to the best score of 1 (Very much improved). Lower scores are better on this scale, and indicate greater improvement. Percentage of participants reported for each score.
SecondaryChange From Baseline at Weeks 12 and 24 in the Hamilton Anxiety Rating Scale (HAM-A) Total and Domain ScoresWeeks 12 and 24
The HAM-A is a 14-item, rater administered interview, assessing the severity of anxiety symptoms during the past 7 days. Seven items assess psychic anxiety and seven assess somatic anxiety. Each item utilizes a 5-point symptom severity response scale, ranging from none (0) to very severe (4). A total score is calculated that ranges from 0 to 56; higher scores are indicative of more severe anxiety.

Outcomes12

Each outcome the trial posted results for, in ClinicalTrials.gov's words.

TypeOutcomeTime framePopulationUnitsMeasured as
PRIMARYChange From Baseline at Week 24 on the Vineland Adaptive Behavior Scales (Vineland-II) Two-domain Composite (2DC) Score.Week 24ITT PopulationScoreMEAN
SECONDARYChange From Baseline at Week 12 on the Vineland-II 2DC ScoreWeek 12ITT PopulationScoreMEAN
SECONDARYChange From Baseline at Weeks 12 and 24 in the Pediatric Quality of Life (PedsQL) Inventory Generic Core Scales, Version 4.0, on Summary and Total ScoresWeeks 12 and 24ITT PopulationScoreMEAN
SECONDARYChange From Baseline at Weeks 12 and 24 in the Vineland-II Adaptive Behavior Composite Standard ScoreWeeks 12 and 24ITT PopulationScoreMEAN
SECONDARYChange From Baseline at Week 12 and 24 on the Vineland-II Socialization Domain Standard ScoreBaseline, Weeks 12 and 24ITT PopulationScoreMEAN
SECONDARYChange From Baseline at Weeks 12 and 24 on the Vineland-II Communication Domain Standard ScoreWeeks 12 and 24ITT PopulationScoreMEAN
SECONDARYChange From Baseline at Weeks 12 and 24 on the Vineland-II Daily Living Skills Domain Standard ScoreWeeks 12 and 24ITT PopulationScoreMEAN
SECONDARYChange From Baseline in Severity of Clinical Impressions as Measured by Clinical Global Impression-Severity (CGI-S)Weeks 12 and 24ITT PopulationPercentage of ParticipantsNUMBER
SECONDARYImprovements in Clinical Impressions, as Measured by Clinical Global Impression-Improvement (CGI-I)Weeks 12 and 24ITT PopulationPercentage of ParticipantsNUMBER
SECONDARYChange From Baseline at Weeks 12 and 24 in the Hamilton Anxiety Rating Scale (HAM-A) Total and Domain ScoresWeeks 12 and 24ITT PopulationScoreMEAN

Results by group108

Each measurement the trial posted, group by group, in the words and numbers it posted.

OutcomeGroupCategoryValueSpreadUnits
Change From Baseline at Week 24 on the Vineland Adaptive Behavior Scales (Vineland-II) Two-domain Composite (2DC) Score.Balovaptan4.56Standard Deviation 10.85Score
Change From Baseline at Week 24 on the Vineland Adaptive Behavior Scales (Vineland-II) Two-domain Composite (2DC) Score.Placebo6.83Standard Deviation 12.18Score
Change From Baseline at Week 12 on the Vineland-II 2DC ScoreBalovaptan3.47Standard Deviation 10.00Score
Change From Baseline at Week 12 on the Vineland-II 2DC ScorePlacebo4.85Standard Deviation 12.64Score
Change From Baseline at Weeks 12 and 24 in the Pediatric Quality of Life (PedsQL) Inventory Generic Core Scales, Version 4.0, on Summary and Total ScoresBalovaptanTotal Score at Week 124.1Standard Deviation 11.2Score
Change From Baseline at Weeks 12 and 24 in the Pediatric Quality of Life (PedsQL) Inventory Generic Core Scales, Version 4.0, on Summary and Total ScoresPlaceboTotal Score at Week 125.0Standard Deviation 10.2Score
Change From Baseline at Weeks 12 and 24 in the Pediatric Quality of Life (PedsQL) Inventory Generic Core Scales, Version 4.0, on Summary and Total ScoresBalovaptanPsychosocial Health Summary Score at Week 124.9Standard Deviation 13.2Score
Change From Baseline at Weeks 12 and 24 in the Pediatric Quality of Life (PedsQL) Inventory Generic Core Scales, Version 4.0, on Summary and Total ScoresPlaceboPsychosocial Health Summary Score at Week 125.5Standard Deviation 12.7Score
Change From Baseline at Weeks 12 and 24 in the Pediatric Quality of Life (PedsQL) Inventory Generic Core Scales, Version 4.0, on Summary and Total ScoresBalovaptanPhysical Health Summary Score at Week 122.5Standard Deviation 13.3Score
Change From Baseline at Weeks 12 and 24 in the Pediatric Quality of Life (PedsQL) Inventory Generic Core Scales, Version 4.0, on Summary and Total ScoresPlaceboPhysical Health Summary Score at Week 124.3Standard Deviation 12.3Score

Participant flow12

How many started, completed or left each group, period by period.

PeriodMilestoneGroupParticipantsUnits counted
Blinded Treatment PeriodSTARTEDBalovaptan163
Blinded Treatment PeriodSTARTEDPlacebo158
Blinded Treatment PeriodCOMPLETEDBalovaptan103
Blinded Treatment PeriodCOMPLETEDPlacebo102
Blinded Treatment PeriodNOT COMPLETEDBalovaptan60
Blinded Treatment PeriodNOT COMPLETEDPlacebo56
Open Label Extension Treatment PeriodSTARTEDBalovaptan100
Open Label Extension Treatment PeriodSTARTEDPlacebo97
Open Label Extension Treatment PeriodCOMPLETEDBalovaptan0
Open Label Extension Treatment PeriodCOMPLETEDPlacebo0

Adverse events84

Each adverse event the trial posted, group by group: the participants affected out of those at risk.

TypeEventOrgan systemGroupAffectedAt riskEvents
otherDiarrhoeaGastrointestinal disordersBalovaptan in Blinded Treatment Period1116315
otherDiarrhoeaGastrointestinal disordersPlacebo Blinded Treatment Period1415815
otherDiarrhoeaGastrointestinal disordersBalovaptan in Open Label Extension Treatment Period51005
otherDiarrhoeaGastrointestinal disordersPlacebo in Open Label Extension Treatment Period4974
otherNasopharyngitisInfections and infestationsBalovaptan in Blinded Treatment Period1416314
otherNasopharyngitisInfections and infestationsPlacebo Blinded Treatment Period1915822
otherNasopharyngitisInfections and infestationsBalovaptan in Open Label Extension Treatment Period710010
otherNasopharyngitisInfections and infestationsPlacebo in Open Label Extension Treatment Period4974
otherUpper respiratory tract infectionInfections and infestationsBalovaptan in Blinded Treatment Period1016313
otherUpper respiratory tract infectionInfections and infestationsPlacebo Blinded Treatment Period915811

Adverse event totals12

The totals the trial posted for each group.

TotalGroupAffectedAt risk
Total, all-cause mortalityBalovaptan in Blinded Treatment Period0163
Total, all-cause mortalityPlacebo Blinded Treatment Period1158
Total, all-cause mortalityBalovaptan in Open Label Extension Treatment Period0100
Total, all-cause mortalityPlacebo in Open Label Extension Treatment Period097
Total, other adverse eventsBalovaptan in Blinded Treatment Period49163
Total, other adverse eventsPlacebo Blinded Treatment Period59158
Total, other adverse eventsBalovaptan in Open Label Extension Treatment Period28100
Total, other adverse eventsPlacebo in Open Label Extension Treatment Period3097
Total, serious adverse eventsBalovaptan in Blinded Treatment Period2163
Total, serious adverse eventsPlacebo Blinded Treatment Period5158

Papers2

The papers the trial lists on ClinicalTrials.gov.

PMIDListed asSource
35151410DERIVEDPubMed
41198718DERIVEDPubMed

Grants0

The grants NIH RePORTER links to the trial, newest funded first: NIH's, and some of AHRQ's, CDC's, FDA's and VA's. Each shows its title, principal investigators, organization and funder in its newest year.

None in this release.

Trial comparisons0

Comparisons of the trial's two groups, calculated by ConductScience from the counts it posted.

None in this release.

Tests0

The ConductCognition tests this trial's registered outcomes name, as ScienceGraph matched them in trial-tests-2026-11-12-0.2.1.

None in this release.

Data dates

The day each source was copied for this release.

ClinicalTrials.gov
2026-11-12
ClinicalTrials.gov
Results, from AACT
2026-03-23
AACT
NIH grant links
2026-11-13
NIH RePORTER

Sources 3

  • ClinicalTrials.gov's posted results, through CTTI's AACTFreely available. Acknowledgement requested
  • ClinicalTrials.govNo license stated
  • NIH RePORTER's clinical studies and project filesPublic domain
Each source's terms
  • ClinicalTrials.gov's posted results, through CTTI's AACTClinicalTrials.gov data via Aggregate Analysis of ClinicalTrials.gov (AACT), CTTI. CTTI makes its materials freely available and requests acknowledgement. https://aact.ctti-clinicaltrials.org/documentation/299
  • ClinicalTrials.govnone stated
  • NIH RePORTER's clinical studies and project filesPublic domain (NIH RePORTER)

ClinicalTrials.gov's data carry an international copyright outside the United States: https://clinicaltrials.gov/about-site/terms-conditions.

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