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Trial · NCT03913221

Caffeine for Hypoxic-Ischemic Encephalopathy

NCT03913221, Phase 1, Completed, University of North Carolina, Chapel Hill; results first posted 2024-09-19

3 sourcestrials-2026-11-12-0.5.0

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ConductScience Library. Caffeine for Hypoxic-Ischemic Encephalopathy. Trials, record NCT03913221. Release trials-2026-11-12-0.5.0, 12 Nov 2026. https://conductscience.org/library/trials/NCT03913221

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Trial

As registered on ClinicalTrials.gov, in the graph's capture of the registry.

Title
Caffeine for Hypoxic-Ischemic Encephalopathy
NCT number
NCT03913221
Status
Completed
Phases
Phase 1
Enrollment
17 participants, actual
Lead sponsor
University of North Carolina, Chapel Hill
Conditions
Hypoxic-Ischemic Encephalopathy
Interventions
Caffeine Citrate 5 mg/kg, Caffeine Citrate 10 mg/kg
First posted
2019-04-12
Last updated
2025-03-27
Results first posted
2024-09-19

Source ClinicalTrials.gov

Registered outcomes5

Each outcome the trial registered, primary first, in ClinicalTrials.gov's words.

ListOutcomeTime frameDescription
PrimaryArea Under Plasma Concentration-time at Time t (AUC0-t) for Caffeine7 samples will be collected with the following optimal sampling windows: 0-15 minutes, 30-60 minutes, 1-3 hours, 3-6 hours, 6-12 hours, 12-18 hours, 15 minutes prior to next dose.AUC0-t defines area under the plasma concentration-time curve (AUC) from administration to the last quantifiable concentration at time t.
SecondaryNumber of Participants With Seizures Requiring >1 Anti-Epileptic MedicationFrom the first dose of caffeine to 7 days following the final dose.As a potential complication of caffeine exposure, seizure activity requiring \>1 anti-epileptic medication is reported.
SecondaryNumber of Participants With Necrotizing EnterocolitisFrom the first dose of caffeine to 7 days following the final dose.As a potential complication of caffeine exposure, the number of participants with necrotizing enterocolitis defined as Bell Stage II or III are reported.
SecondaryNumber of Participants With Abnormal MRI Brain Findings Based on NICHD Neonatal Research Network ScoreDuring initial hospitalization, approximately 7-14 postnatal days
The National Institute of Child Health and Human Development (NICHD) Neonatal Research Network developed and validated an MRI scoring system that categorizes severity of brain injury in the Trial of Hypothermia for Neonatal Hypoxic-Ischemic Encephalopathy. A higher score is considered a worse outcome. * Score 0: Normal T2 MRI * Score 1A: Minimal cerebral lesions only with involvement of basal ganglia, thalamus * Score 1B: Extensive cerebral lesions * Score 2A: Basal ganglia thalamic, anterior or posterior limb of internal capsule, or watershed infarction * Score 2B: 2A with cerebral lesions * Score 3: Hemispheric devastation
SecondaryNumber of Participants With a Bayley Scales of Infant Development (BSID-III) Cognitive, Language, or Motor Composite Score < 8518-24 months of age
The BSID-III is a series of measurements to assess the motor (fine and gross), language (receptive and expressive), and cognitive development of infants and toddlers and consists of a series of developmental play tasks. The composite scores are scaled to a metric with a range of 40 to 160, a mean of 100, and a standard deviation of 15. Therefore, children with a composite score \< 85 are 1 standard deviation below the mean in that area.

Outcomes5

Each outcome the trial posted results for, in ClinicalTrials.gov's words.

TypeOutcomeTime framePopulationUnitsMeasured as
PRIMARYArea Under Plasma Concentration-time at Time t (AUC0-t) for Caffeine7 samples will be collected with the following optimal sampling windows: 0-15 minutes, 30-60 minutes, 1-3 hours, 3-6 hours, 6-12 hours, 12-18 hours, 15 minutes prior to next dose.mg*hr/LMEAN
SECONDARYNumber of Participants With Seizures Requiring >1 Anti-Epileptic MedicationFrom the first dose of caffeine to 7 days following the final dose.ParticipantsCOUNT_OF_PARTICIPANTS
SECONDARYNumber of Participants With Necrotizing EnterocolitisFrom the first dose of caffeine to 7 days following the final dose.ParticipantsCOUNT_OF_PARTICIPANTS
SECONDARYNumber of Participants With Abnormal MRI Brain Findings Based on NICHD Neonatal Research Network ScoreDuring initial hospitalization, approximately 7-14 postnatal daysTwo infants died during hospitalization and did not have MRI performed.ParticipantsCOUNT_OF_PARTICIPANTS
SECONDARYNumber of Participants With a Bayley Scales of Infant Development (BSID-III) Cognitive, Language, or Motor Composite Score < 8518-24 months of age
Bayley-III examinations were planned at the beginning of the study per institutional standard of care. However, during the study period, clinical practice changed, and due to COVID-19 pandemic-related staff turnover, Bayley-III examinations were no longer routinely obtained in Hypoxic-ischemic encephalopathy (HIE) patients. As Bayley-III exams were not included in the study budget and were not a primary study aim, these data were not collected. The protocol was not amended with this change.

Results by group20

Each measurement the trial posted, group by group, in the words and numbers it posted.

OutcomeGroupCategoryValueSpreadUnits
Area Under Plasma Concentration-time at Time t (AUC0-t) for CaffeineLow Dose Caffeine (5 mg/kg)AUC (0-72)1137.36Standard Deviation 324.96mg*hr/L
Area Under Plasma Concentration-time at Time t (AUC0-t) for CaffeineHigh Dose Caffeine (10 mg/kg)AUC (0-72)1177.94Standard Deviation 134.42mg*hr/L
Area Under Plasma Concentration-time at Time t (AUC0-t) for CaffeineLow Dose Caffeine (5 mg/kg)AUC (0-infinity)2213.26Standard Deviation 540.81mg*hr/L
Area Under Plasma Concentration-time at Time t (AUC0-t) for CaffeineHigh Dose Caffeine (10 mg/kg)AUC (0-infinity)2768.25Standard Deviation 338.06mg*hr/L
Number of Participants With Seizures Requiring >1 Anti-Epileptic MedicationLow Dose Caffeine (5 mg/kg)1Participants
Number of Participants With Seizures Requiring >1 Anti-Epileptic MedicationHigh Dose Caffeine (10 mg/kg)0Participants
Number of Participants With Necrotizing EnterocolitisLow Dose Caffeine (5 mg/kg)0Participants
Number of Participants With Necrotizing EnterocolitisHigh Dose Caffeine (10 mg/kg)0Participants
Number of Participants With Abnormal MRI Brain Findings Based on NICHD Neonatal Research Network ScoreLow Dose Caffeine (5 mg/kg)Score 03Participants
Number of Participants With Abnormal MRI Brain Findings Based on NICHD Neonatal Research Network ScoreHigh Dose Caffeine (10 mg/kg)Score 02Participants

Participant flow12

How many started, completed or left each group, period by period.

PeriodMilestoneGroupParticipantsUnits counted
Low Dose CohortSTARTEDLow Dose Caffeine (5 mg/kg)9
Low Dose CohortSTARTEDHigh Dose Caffeine (10 mg/kg)0
Low Dose CohortCOMPLETEDLow Dose Caffeine (5 mg/kg)9
Low Dose CohortCOMPLETEDHigh Dose Caffeine (10 mg/kg)0
Low Dose CohortNOT COMPLETEDLow Dose Caffeine (5 mg/kg)0
Low Dose CohortNOT COMPLETEDHigh Dose Caffeine (10 mg/kg)0
High Dose CohortSTARTEDLow Dose Caffeine (5 mg/kg)0
High Dose CohortSTARTEDHigh Dose Caffeine (10 mg/kg)8
High Dose CohortCOMPLETEDLow Dose Caffeine (5 mg/kg)0
High Dose CohortCOMPLETEDHigh Dose Caffeine (10 mg/kg)8

Adverse events32

Each adverse event the trial posted, group by group: the participants affected out of those at risk.

TypeEventOrgan systemGroupAffectedAt riskEvents
otherAcute Kidney InjuryRenal and urinary disordersLow Dose Caffeine (5 mg/kg)292
otherAcute Kidney InjuryRenal and urinary disordersHigh Dose Caffeine (10 mg/kg)181
otherHepatic DysfunctionHepatobiliary disordersLow Dose Caffeine (5 mg/kg)292
otherHepatic DysfunctionHepatobiliary disordersHigh Dose Caffeine (10 mg/kg)080
otherThrombocytopeniaBlood and lymphatic system disordersLow Dose Caffeine (5 mg/kg)595
otherThrombocytopeniaBlood and lymphatic system disordersHigh Dose Caffeine (10 mg/kg)282
otherPulmonary HypertensionRespiratory, thoracic and mediastinal disordersLow Dose Caffeine (5 mg/kg)191
otherPulmonary HypertensionRespiratory, thoracic and mediastinal disordersHigh Dose Caffeine (10 mg/kg)080
otherHypotensionVascular disordersLow Dose Caffeine (5 mg/kg)191
otherHypotensionVascular disordersHigh Dose Caffeine (10 mg/kg)181

Adverse event totals6

The totals the trial posted for each group.

TotalGroupAffectedAt risk
Total, all-cause mortalityLow Dose Caffeine (5 mg/kg)19
Total, all-cause mortalityHigh Dose Caffeine (10 mg/kg)18
Total, other adverse eventsLow Dose Caffeine (5 mg/kg)89
Total, other adverse eventsHigh Dose Caffeine (10 mg/kg)48
Total, serious adverse eventsLow Dose Caffeine (5 mg/kg)39
Total, serious adverse eventsHigh Dose Caffeine (10 mg/kg)28

Papers3

The papers the trial lists on ClinicalTrials.gov.

PMIDListed asSource
16221780BACKGROUNDPubMed
26387012BACKGROUNDPubMed
37587184RESULTPubMed

Grants0

The grants NIH RePORTER links to the trial, newest funded first: NIH's, and some of AHRQ's, CDC's, FDA's and VA's. Each shows its title, principal investigators, organization and funder in its newest year.

None in this release.

Trial comparisons4

Comparisons of the trial's two groups, calculated by ConductScience from the counts it posted.

ComparisonSource
Low Dose Caffeine (5 mg/kg) vs High Dose Caffeine (10 mg/kg): Number of Participants With Necrotizing EnterocolitisTrial comparisons
Low Dose Caffeine (5 mg/kg) vs High Dose Caffeine (10 mg/kg): deaths from any causeTrial comparisons
Low Dose Caffeine (5 mg/kg) vs High Dose Caffeine (10 mg/kg): Number of Participants With Seizures Requiring >1 Anti-Epileptic MedicationTrial comparisons
Low Dose Caffeine (5 mg/kg) vs High Dose Caffeine (10 mg/kg): serious adverse eventsTrial comparisons

Tests0

The ConductCognition tests this trial's registered outcomes name, as ScienceGraph matched them in trial-tests-2026-11-12-0.2.1.

None in this release.

Data dates

The day each source was copied for this release.

ClinicalTrials.gov
2026-11-12
ClinicalTrials.gov
Results, from AACT
2026-03-23
AACT
NIH grant links
2026-11-13
NIH RePORTER

Sources 3

  • ClinicalTrials.gov's posted results, through CTTI's AACTFreely available. Acknowledgement requested
  • ClinicalTrials.govNo license stated
  • NIH RePORTER's clinical studies and project filesPublic domain
Each source's terms
  • ClinicalTrials.gov's posted results, through CTTI's AACTClinicalTrials.gov data via Aggregate Analysis of ClinicalTrials.gov (AACT), CTTI. CTTI makes its materials freely available and requests acknowledgement. https://aact.ctti-clinicaltrials.org/documentation/299
  • ClinicalTrials.govnone stated
  • NIH RePORTER's clinical studies and project filesPublic domain (NIH RePORTER)

ClinicalTrials.gov's data carry an international copyright outside the United States: https://clinicaltrials.gov/about-site/terms-conditions.

For software

Read this trial from software.

The record and each of its lists are JSON, twenty rows a page. No key.

GET https://conductscience.org/api/trials/v1/NCT03913221

GET https://conductscience.org/api/trials/v1/NCT03913221/events?page=2